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Bulldog Investors, LLP

SPAC-arb rosterCIK 0001504304

3 SPACs with a current declared position, filed between Sep 19, 2023 and Oct 15, 2024. 0 of them were re-affirmed in the last 12 months. The rest are the filer’s last word on a position, not proof it is still held: an amendment is only required on a material change, so a fund that sells below 5% may never file again.

This filer has not filed a Schedule 13 on any SPAC since Oct 15, 2024. Read the page below as a record of what was declared, not as a register of what is held.

Filed under 2 earlier names

Bulldog Investors, LLC · Brooklyn Capital Management LLCEDGAR’s own former-name record for CIK 0001504304. The page did not move when the filer renamed, because the identity is the CIK and the URL is a label it owns.

SPACs declared
3
every position whose latest statement stands — the record
Re-affirmed in 12 months
0
filed inside 365 days — what a reader means by "owns"
Still live
0
positions in SPACs still searching or in an announced deal
Median stake
5.6%
no percentage stated on the cover pages
3 passive (13G)3 superseded statements on file

Positions

one row per SPAC — every figure read from the accession in the Source column
3 of 3 shown · 3 positions have not been amended in over a year
SPACVotingDispositiveSource
TGVCTG Venture Acquisition Corp.22.2%309,2070 / 309,2070 / 309,207LiquidatedSep 19, 2023StaleSC 13G0001504304-23-000022 opens on sec.gov in a new tab
NNAG99 Acquisition Group Inc.3 reporting persons on this schedule5.6%427,4000 / 427,4000 / 427,400LiquidatedFeb 1, 2024StaleSC 13G0001398344-24-001745 opens on sec.gov in a new tab
BOWNBowen Acquisition Corp3 reporting persons on this schedule3.6%330,6470 / 330,6470 / 330,647ZombieOct 15, 2024StaleSC 13G/A0001504304-24-000011 opens on sec.gov in a new tab3 earlier statements
3 superseded statements (newest 1 shown)

An amendment replaces a stake as current; it never erases the record of it. These are the earlier statements, each with the accession that replaced it — kept because “what did this filer say in 2022” is a different question from “what does it say now”, and only the second one has an answer above.

  • BOWN Bowen Acquisition Corp5.1% · SC 13G Feb 1, 2024replaced Oct 15, 2024 by 0001504304-24-000011

Reporting persons on this filer's schedules

one filer, several names — collapsed once, shown in full

A joint Schedule 13 names every person who beneficially owns the shares — the management company, the funds it advises, the general partner and often the individual who controls all three. They report the same shares. Counting them separately would publish this filer’s footprint two or three times over, so they are counted once, under CIK 0001504304. This filer has named 3 of them across the schedules in the table above:

  • Andrew Dakos
  • Bulldog Investors
  • Phillip Goldstein

Appears alongside

other filers with a current declared position in the same SPACs

Co-occurrence in the disclosure record, and nothing more. It is not evidence of a group, an agreement or acting in concert — filers who act as a group say so on the cover page and file a 13D. Two arbitrage funds above 5% in the same shell is the ordinary shape of this market. The second number restricts both sides to statements filed in the last 12 months, because a 2021 stake beside a 2026 one is two facts about two different years.

Every percentage above is the one printed on the cover page of the filing cited beside it — a percentage of the shares outstanding on that date. A SPAC’s float collapses at each redemption, so two of these percentages are percentages of two different companies and they do not add. Rows are one per SPAC: where a joint schedule names several reporting persons, the largest single figure is shown rather than their sum, because a manager and the funds it advises beneficially own the same shares. Nothing on this page is derived from a 13F, a vendor holdings file or a press release. See how this is built.