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GUGGENHEIM CAPITAL LLC

CIK 0001283072

16 SPACs with a current declared position, filed between Aug 10, 2021 and Oct 10, 2023. 0 of them were re-affirmed in the last 12 months. The rest are the filer’s last word on a position, not proof it is still held: an amendment is only required on a material change, so a fund that sells below 5% may never file again.

This filer has not filed a Schedule 13 on any SPAC since Oct 10, 2023. Read the page below as a record of what was declared, not as a register of what is held.

SPACs declared
16
every position whose latest statement stands — the record
Re-affirmed in 12 months
0
filed inside 365 days — what a reader means by "owns"
Still live
0
positions in SPACs still searching or in an announced deal
Median stake
0.0%
no percentage stated on the cover pages
16 passive (13G)150 superseded statements on file

Positions

one row per SPAC — every figure read from the accession in the Source column
16 of 16 shown · 16 positions have not been amended in over a year
SPACVotingDispositiveSource
YTPGTPG Pace Beneficial II Corp.6 reporting persons on this schedule4.7%1,938,7250 / 1,938,7250 / 1,938,725LiquidatedFeb 15, 2023StaleSC 13G/A0001172661-23-001485 opens on sec.gov in a new tab6 earlier statements
CPAAConyers Park III Acquisition Corp.6 reporting persons on this schedule4.7%1,672,7000 / 1,672,7000 / 1,672,700LiquidatedOct 11, 2022StaleSC 13G/A0001172661-22-002178 opens on sec.gov in a new tab6 earlier statements
BWCBlue Whale Acquisition Corp I6 reporting persons on this schedule4.6%1,054,3920 / 1,054,3920 / 1,054,392LiquidatedFeb 15, 2023StaleSC 13G/A0001172661-23-001482 opens on sec.gov in a new tab6 earlier statements
ACROAcropolis Infrastructure Acquisition Corp.6 reporting persons on this schedule3.8%1,317,4510 / 1,317,4510 / 1,317,451LiquidatedFeb 15, 2023StaleSC 13G/A0001172661-23-001478 opens on sec.gov in a new tab6 earlier statements
GHVIGores Holdings VI, Inc.6 reporting persons on this schedule1.1%3,135,5810 / 3,135,5810 / 3,135,581Closed (deSPAC)Aug 10, 2021StaleSC 13G/A0001172661-21-001614 opens on sec.gov in a new tab6 earlier statements
AFTRAfterNext HealthTech Acquisition Corp.6 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedSep 11, 2023StaleSC 13G/A0001172661-23-003240 opens on sec.gov in a new tab18 earlier statements
ARBGAequi Acquisition Corp.6 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedAug 9, 2023StaleSC 13G/A0001172661-23-002834 opens on sec.gov in a new tab24 earlier statements
GHIXGores Holdings IX, Inc.6 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedNov 10, 2022StaleSC 13G/A0001172661-22-002355 opens on sec.gov in a new tab6 earlier statements
GIIXGores Holdings VIII Inc.6 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedDec 12, 2022StaleSC 13G/A0001172661-22-002613 opens on sec.gov in a new tab6 earlier statements
GSEVGores Holdings VII Inc.6 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedSep 12, 2022StaleSC 13G/A0001172661-22-002089 opens on sec.gov in a new tab6 earlier statements
GTPAGores Technology Partners, Inc.6 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedSep 12, 2022StaleSC 13G/A0001172661-22-002090 opens on sec.gov in a new tab6 earlier statements
GTPBGores Technology Partners II, Inc.6 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedSep 12, 2022StaleSC 13G/A0001172661-22-002091 opens on sec.gov in a new tab6 earlier statements
KAHCKKR Acquisition Holdings I Corp.6 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedJan 17, 2023StaleSC 13G/A0001172661-23-000188 opens on sec.gov in a new tab12 earlier statements
PSTHPershing Square Tontine Holdings, Ltd.6 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedJul 26, 2022StaleSC 13G/A0001172661-22-001665 opens on sec.gov in a new tab12 earlier statements
RXRARXR Acquisition Corp.6 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedJan 10, 2023StaleSC 13G/A0001172661-23-000144 opens on sec.gov in a new tab6 earlier statements
WAVCWaverley Capital Acquisition Corp. 16 reporting persons on this schedule0.0%00 / 00 / 0LiquidatedOct 10, 2023StaleSC 13G/A0001172661-23-003359 opens on sec.gov in a new tab18 earlier statements
150 superseded statements (newest 21 shown)

An amendment replaces a stake as current; it never erases the record of it. These are the earlier statements, each with the accession that replaced it — kept because “what did this filer say in 2022” is a different question from “what does it say now”, and only the second one has an answer above.

  • WAVC Waverley Capital Acquisition Corp. 17.1% · SC 13G/A Feb 15, 2023replaced Oct 10, 2023 by 0001172661-23-003359
  • ARBG Aequi Acquisition Corp.27.8% · SC 13G/A Feb 15, 2023replaced Aug 9, 2023 by 0001172661-23-002834
  • AFTR AfterNext HealthTech Acquisition Corp.7.2% · SC 13G/A Feb 15, 2023replaced Sep 11, 2023 by 0001172661-23-003240
  • ARBG Aequi Acquisition Corp.28.9% · SC 13G/A Dec 12, 2022replaced Feb 15, 2023 by 0001172661-23-001480
  • AFTR AfterNext HealthTech Acquisition Corp.7.2% · SC 13G/A Sep 12, 2022replaced Feb 15, 2023 by 0001172661-23-001479
  • ARBG Aequi Acquisition Corp.7.8% · SC 13G/A Jul 11, 2022replaced Dec 12, 2022 by 0001172661-22-002612
  • KAHC KKR Acquisition Holdings I Corp.11.1% · SC 13G/A Feb 14, 2022replaced Jan 17, 2023 by 0001172661-23-000188
  • YTPG TPG Pace Beneficial II Corp.8.9% · SC 13G Feb 14, 2022replaced Feb 15, 2023 by 0001172661-23-001485
  • BWC Blue Whale Acquisition Corp I9.0% · SC 13G Feb 14, 2022replaced Feb 15, 2023 by 0001172661-23-001482
  • RXRA RXR Acquisition Corp.9.9% · SC 13G Feb 14, 2022replaced Jan 10, 2023 by 0001172661-23-000144
  • GTPA Gores Technology Partners, Inc.8.7% · SC 13G Feb 14, 2022replaced Sep 12, 2022 by 0001172661-22-002090
  • GSEV Gores Holdings VII Inc.7.3% · SC 13G Feb 14, 2022replaced Sep 12, 2022 by 0001172661-22-002089
  • PSTH Pershing Square Tontine Holdings, Ltd.11.2% · SC 13G/A Feb 14, 2022replaced Jul 26, 2022 by 0001172661-22-001665
  • WAVC Waverley Capital Acquisition Corp. 111.7% · SC 13G/A Feb 14, 2022replaced Feb 15, 2023 by 0001172661-23-001484
  • GIIX Gores Holdings VIII Inc.8.7% · SC 13G Feb 14, 2022replaced Dec 12, 2022 by 0001172661-22-002613
  • CPAA Conyers Park III Acquisition Corp.9.7% · SC 13G Feb 14, 2022replaced Oct 11, 2022 by 0001172661-22-002178
  • ACRO Acropolis Infrastructure Acquisition Corp.7.3% · SC 13G Feb 14, 2022replaced Feb 15, 2023 by 0001172661-23-001478
  • GTPB Gores Technology Partners II, Inc.8.7% · SC 13G Feb 14, 2022replaced Sep 12, 2022 by 0001172661-22-002091
  • GHIX Gores Holdings IX, Inc.11.4% · SC 13G Feb 10, 2022replaced Nov 10, 2022 by 0001172661-22-002355
  • WAVC Waverley Capital Acquisition Corp. 112.5% · SC 13G Sep 10, 2021replaced Feb 14, 2022 by 0001172661-22-000915
  • AFTR AfterNext HealthTech Acquisition Corp.14.9% · SC 13G Sep 10, 2021replaced Sep 12, 2022 by 0001172661-22-002088

Reporting persons on this filer's schedules

one filer, several names — collapsed once, shown in full

A joint Schedule 13 names every person who beneficially owns the shares — the management company, the funds it advises, the general partner and often the individual who controls all three. They report the same shares. Counting them separately would publish this filer’s footprint two or three times over, so they are counted once, under CIK 0001283072. This filer has named 6 of them across the schedules in the table above:

  • GI Holdco
  • GI Holdco II
  • Guggenheim Capital
  • Guggenheim Partners
  • Guggenheim Partners Investment Management
  • Guggenheim Partners Investment Management Holdings

Appears alongside

other filers with a current declared position in the same SPACs

Co-occurrence in the disclosure record, and nothing more. It is not evidence of a group, an agreement or acting in concert — filers who act as a group say so on the cover page and file a 13D. Two arbitrage funds above 5% in the same shell is the ordinary shape of this market. The second number restricts both sides to statements filed in the last 12 months, because a 2021 stake beside a 2026 one is two facts about two different years.

Every percentage above is the one printed on the cover page of the filing cited beside it — a percentage of the shares outstanding on that date. A SPAC’s float collapses at each redemption, so two of these percentages are percentages of two different companies and they do not add. Rows are one per SPAC: where a joint schedule names several reporting persons, the largest single figure is shown rather than their sum, because a manager and the funds it advises beneficially own the same shares. Nothing on this page is derived from a 13F, a vendor holdings file or a press release. See how this is built.