GUGGENHEIM CAPITAL LLC
CIK 000128307216 SPACs with a current declared position, filed between Aug 10, 2021 and Oct 10, 2023. 0 of them were re-affirmed in the last 12 months. The rest are the filer’s last word on a position, not proof it is still held: an amendment is only required on a material change, so a fund that sells below 5% may never file again.
This filer has not filed a Schedule 13 on any SPAC since Oct 10, 2023. Read the page below as a record of what was declared, not as a register of what is held.
Positions
one row per SPAC — every figure read from the accession in the Source column| SPAC | Voting | Dispositive | Source | |||||
|---|---|---|---|---|---|---|---|---|
| YTPG | TPG Pace Beneficial II Corp.6 reporting persons on this schedule | 4.7% | 1,938,725 | 0 / 1,938,725 | 0 / 1,938,725 | Liquidated | Feb 15, 2023Stale | SC 13G/A0001172661-23-001485 6 earlier statements |
| CPAA | Conyers Park III Acquisition Corp.6 reporting persons on this schedule | 4.7% | 1,672,700 | 0 / 1,672,700 | 0 / 1,672,700 | Liquidated | Oct 11, 2022Stale | SC 13G/A0001172661-22-002178 6 earlier statements |
| BWC | Blue Whale Acquisition Corp I6 reporting persons on this schedule | 4.6% | 1,054,392 | 0 / 1,054,392 | 0 / 1,054,392 | Liquidated | Feb 15, 2023Stale | SC 13G/A0001172661-23-001482 6 earlier statements |
| ACRO | Acropolis Infrastructure Acquisition Corp.6 reporting persons on this schedule | 3.8% | 1,317,451 | 0 / 1,317,451 | 0 / 1,317,451 | Liquidated | Feb 15, 2023Stale | SC 13G/A0001172661-23-001478 6 earlier statements |
| GHVI | Gores Holdings VI, Inc.6 reporting persons on this schedule | 1.1% | 3,135,581 | 0 / 3,135,581 | 0 / 3,135,581 | Closed (deSPAC) | Aug 10, 2021Stale | SC 13G/A0001172661-21-001614 6 earlier statements |
| AFTR | AfterNext HealthTech Acquisition Corp.6 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Sep 11, 2023Stale | SC 13G/A0001172661-23-003240 18 earlier statements |
| ARBG | Aequi Acquisition Corp.6 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Aug 9, 2023Stale | SC 13G/A0001172661-23-002834 24 earlier statements |
| GHIX | Gores Holdings IX, Inc.6 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Nov 10, 2022Stale | SC 13G/A0001172661-22-002355 6 earlier statements |
| GIIX | Gores Holdings VIII Inc.6 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Dec 12, 2022Stale | SC 13G/A0001172661-22-002613 6 earlier statements |
| GSEV | Gores Holdings VII Inc.6 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Sep 12, 2022Stale | SC 13G/A0001172661-22-002089 6 earlier statements |
| GTPA | Gores Technology Partners, Inc.6 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Sep 12, 2022Stale | SC 13G/A0001172661-22-002090 6 earlier statements |
| GTPB | Gores Technology Partners II, Inc.6 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Sep 12, 2022Stale | SC 13G/A0001172661-22-002091 6 earlier statements |
| KAHC | KKR Acquisition Holdings I Corp.6 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Jan 17, 2023Stale | SC 13G/A0001172661-23-000188 12 earlier statements |
| PSTH | Pershing Square Tontine Holdings, Ltd.6 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Jul 26, 2022Stale | SC 13G/A0001172661-22-001665 12 earlier statements |
| RXRA | RXR Acquisition Corp.6 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Jan 10, 2023Stale | SC 13G/A0001172661-23-000144 6 earlier statements |
| WAVC | Waverley Capital Acquisition Corp. 16 reporting persons on this schedule | 0.0% | 0 | 0 / 0 | 0 / 0 | Liquidated | Oct 10, 2023Stale | SC 13G/A0001172661-23-003359 18 earlier statements |
150 superseded statements (newest 21 shown)
An amendment replaces a stake as current; it never erases the record of it. These are the earlier statements, each with the accession that replaced it — kept because “what did this filer say in 2022” is a different question from “what does it say now”, and only the second one has an answer above.
- WAVC Waverley Capital Acquisition Corp. 17.1% · SC 13G/A Feb 15, 2023replaced Oct 10, 2023 by 0001172661-23-003359
- ARBG Aequi Acquisition Corp.27.8% · SC 13G/A Feb 15, 2023replaced Aug 9, 2023 by 0001172661-23-002834
- AFTR AfterNext HealthTech Acquisition Corp.7.2% · SC 13G/A Feb 15, 2023replaced Sep 11, 2023 by 0001172661-23-003240
- ARBG Aequi Acquisition Corp.28.9% · SC 13G/A Dec 12, 2022replaced Feb 15, 2023 by 0001172661-23-001480
- AFTR AfterNext HealthTech Acquisition Corp.7.2% · SC 13G/A Sep 12, 2022replaced Feb 15, 2023 by 0001172661-23-001479
- ARBG Aequi Acquisition Corp.7.8% · SC 13G/A Jul 11, 2022replaced Dec 12, 2022 by 0001172661-22-002612
- KAHC KKR Acquisition Holdings I Corp.11.1% · SC 13G/A Feb 14, 2022replaced Jan 17, 2023 by 0001172661-23-000188
- YTPG TPG Pace Beneficial II Corp.8.9% · SC 13G Feb 14, 2022replaced Feb 15, 2023 by 0001172661-23-001485
- BWC Blue Whale Acquisition Corp I9.0% · SC 13G Feb 14, 2022replaced Feb 15, 2023 by 0001172661-23-001482
- RXRA RXR Acquisition Corp.9.9% · SC 13G Feb 14, 2022replaced Jan 10, 2023 by 0001172661-23-000144
- GTPA Gores Technology Partners, Inc.8.7% · SC 13G Feb 14, 2022replaced Sep 12, 2022 by 0001172661-22-002090
- GSEV Gores Holdings VII Inc.7.3% · SC 13G Feb 14, 2022replaced Sep 12, 2022 by 0001172661-22-002089
- PSTH Pershing Square Tontine Holdings, Ltd.11.2% · SC 13G/A Feb 14, 2022replaced Jul 26, 2022 by 0001172661-22-001665
- WAVC Waverley Capital Acquisition Corp. 111.7% · SC 13G/A Feb 14, 2022replaced Feb 15, 2023 by 0001172661-23-001484
- GIIX Gores Holdings VIII Inc.8.7% · SC 13G Feb 14, 2022replaced Dec 12, 2022 by 0001172661-22-002613
- CPAA Conyers Park III Acquisition Corp.9.7% · SC 13G Feb 14, 2022replaced Oct 11, 2022 by 0001172661-22-002178
- ACRO Acropolis Infrastructure Acquisition Corp.7.3% · SC 13G Feb 14, 2022replaced Feb 15, 2023 by 0001172661-23-001478
- GTPB Gores Technology Partners II, Inc.8.7% · SC 13G Feb 14, 2022replaced Sep 12, 2022 by 0001172661-22-002091
- GHIX Gores Holdings IX, Inc.11.4% · SC 13G Feb 10, 2022replaced Nov 10, 2022 by 0001172661-22-002355
- WAVC Waverley Capital Acquisition Corp. 112.5% · SC 13G Sep 10, 2021replaced Feb 14, 2022 by 0001172661-22-000915
- AFTR AfterNext HealthTech Acquisition Corp.14.9% · SC 13G Sep 10, 2021replaced Sep 12, 2022 by 0001172661-22-002088
Reporting persons on this filer's schedules
one filer, several names — collapsed once, shown in fullA joint Schedule 13 names every person who beneficially owns the shares — the management company, the funds it advises, the general partner and often the individual who controls all three. They report the same shares. Counting them separately would publish this filer’s footprint two or three times over, so they are counted once, under CIK 0001283072. This filer has named 6 of them across the schedules in the table above:
- GI Holdco
- GI Holdco II
- Guggenheim Capital
- Guggenheim Partners
- Guggenheim Partners Investment Management
- Guggenheim Partners Investment Management Holdings
Appears alongside
other filers with a current declared position in the same SPACsCo-occurrence in the disclosure record, and nothing more. It is not evidence of a group, an agreement or acting in concert — filers who act as a group say so on the cover page and file a 13D. Two arbitrage funds above 5% in the same shell is the ordinary shape of this market. The second number restricts both sides to statements filed in the last 12 months, because a 2021 stake beside a 2026 one is two facts about two different years.
- CITADEL ADVISORS LLC7 SPACs · 0 fresh
- CANYON CAPITAL ADVISORS LLC4 SPACs · 0 fresh
- Saba Capital Management, L.P.4 SPACs · 0 fresh
- INTEGRATED CORE STRATEGIES (US) LLC3 SPACs · 0 fresh
- Apollo Management Holdings GP, LLC2 SPACs · 0 fresh
- Empyrean Capital Partners, LP2 SPACs · 0 fresh
- Sculptor Capital LP2 SPACs · 0 fresh
- UBS OCONNOR LLC2 SPACs · 0 fresh
- ADAGE CAPITAL PARTNERS GP, L.L.C.1 SPAC · 0 fresh
- Aequi Sponsor LLC1 SPAC · 0 fresh
- Allspring Global Investments Holdings, LLC1 SPAC · 0 fresh
- Apollo Principal Holdings III GP Ltd1 SPAC · 0 fresh
- AQR CAPITAL MANAGEMENT LLC1 SPAC · 0 fresh
- ARISTEIA CAPITAL LLC1 SPAC · 0 fresh
- BAUPOST GROUP LLC/MA1 SPAC · 0 fresh
- BlackRock Inc.1 SPAC · 0 fresh
- BlueCrest Capital Management Ltd1 SPAC · 0 fresh
- Blue Whale Sponsor I LLC1 SPAC · 0 fresh
- CANTOR FITZGERALD SECURITIES1 SPAC · 0 fresh
- Conyers Park III Sponsor LLC1 SPAC · 0 fresh
- DCM VI, L.P.1 SPAC · 0 fresh
- D. E. SHAW & CO, L.P.1 SPAC · 0 fresh
- First Trust Capital Management L.P.1 SPAC · 0 fresh
- FIR TREE CAPITAL MANAGEMENT LP1 SPAC · 0 fresh
Every percentage above is the one printed on the cover page of the filing cited beside it — a percentage of the shares outstanding on that date. A SPAC’s float collapses at each redemption, so two of these percentages are percentages of two different companies and they do not add. Rows are one per SPAC: where a joint schedule names several reporting persons, the largest single figure is shown rather than their sum, because a manager and the funds it advises beneficially own the same shares. Nothing on this page is derived from a 13F, a vendor holdings file or a press release. See how this is built.