Neuberger Berman Group LLC

CIK 0001465109

4 SPACs with a current declared position, filed between Mar 10, 2021 and Oct 4, 2024. 0 of them were re-affirmed in the last 12 months. The rest are the filer’s last word on a position, not proof it is still held: an amendment is only required on a material change, so a fund that sells below 5% may never file again.

This filer has not filed a Schedule 13 on any SPAC since Oct 4, 2024. Read the page below as a record of what was declared, not as a register of what is held.

SPACs declared

every position whose latest statement stands — the record

Re-affirmed in 12 months

filed inside 365 days — what a reader means by "owns"

Still live

positions in SPACs still searching or in an announced deal

Median stake

6.1%

no percentage stated on the cover pages

3 passive (13G)1 activist (13D)24 superseded statements on file

Positions

one row per SPAC — every figure read from the accession in the Source column

4 of 4 shown · 4 positions have not been amended in over a year

	SPAC			Voting	Dispositive			Source
PCPL	CC Neuberger Principal Holdings I3 reporting persons on this schedule	12.8%	40,747,831	0 / 40,747,831	0 / 40,747,831	Closed (deSPAC)	Jul 26, 2024Stale	SC 13D/A · may seek to influence control0001140361-24-034407 12 earlier statements
DFHT	Deerfield Healthcare Technology Acquisitions Corp.2 reporting persons on this schedule	7.3%	1,047,650	0 / 1,032,955	0 / 1,047,650	Closed (deSPAC)	Mar 10, 2021Stale	SC 13G0001567619-21-005958 4 earlier statements
CCH	Collier Creek Holdings4 reporting persons on this schedule	4.9%	4,067,284	0 / 4,005,043	0 / 4,067,284	Closed (deSPAC)	Oct 4, 2024Stale	SC 13G/A0001415889-24-024733 6 earlier statements
DNAA	Social Capital Suvretta Holdings Corp. I2 reporting persons on this schedule	0.0%	0	0 / 0	0 / 0	Closed (deSPAC)	Aug 9, 2024Stale	SC 13G/A0001415889-24-021027 2 earlier statements

24 superseded statements (newest 10 shown)

An amendment replaces a stake as current; it never erases the record of it. These are the earlier statements, each with the accession that replaced it — kept because “what did this filer say in 2022” is a different question from “what does it say now”, and only the second one has an answer above.

DNAA Social Capital Suvretta Holdings Corp. I7.4% · SC 13G Feb 12, 2024replaced Aug 9, 2024 by 0001415889-24-021027
CCH Collier Creek Holdings5.8% · SC 13G Feb 12, 2024replaced Oct 4, 2024 by 0001415889-24-024733
PCPL CC Neuberger Principal Holdings I13.0% · SC 13D/A Nov 14, 2023replaced Jul 26, 2024 by 0001140361-24-034407
CCH Collier Creek Holdings5.7% · SC 13G/A Feb 14, 2022replaced Feb 10, 2023 by 0001567619-23-002269
PCPL CC Neuberger Principal Holdings I13.5% · SC 13D/A Sep 3, 2021replaced Nov 14, 2023 by 0001140361-23-053266
PCPL CC Neuberger Principal Holdings I19.2% · SC 13D/A Jun 1, 2021replaced Sep 3, 2021 by 0001140361-21-030410
DFHT Deerfield Healthcare Technology Acquisitions Corp.0.0% · SC 13G/A Mar 10, 2021replaced Mar 10, 2021 by 0001567619-21-005958
PCPL CC Neuberger Principal Holdings I19.2% · SC 13D Feb 17, 2021replaced Jun 1, 2021 by 0001140361-21-019444
DFHT Deerfield Healthcare Technology Acquisitions Corp.6.3% · SC 13G Feb 12, 2021replaced Mar 10, 2021 by 0001567619-21-005952
CCH Collier Creek Holdings6.4% · SC 13G Feb 11, 2021replaced Feb 14, 2022 by 0001567619-22-003675

Reporting persons on this filer's schedules

one filer, several names — collapsed once, shown in full

A joint Schedule 13 names every person who beneficially owns the shares — the management company, the funds it advises, the general partner and often the individual who controls all three. They report the same shares. Counting them separately would publish this filer’s footprint two or three times over, so they are counted once, under CIK 0001465109. This filer has named 5 of them across the schedules in the table above:

/ Neuberger Berman Group LLC 61-1591182
/ Neuberger Berman Investment Advisers LLC 02-0654486
Neuberger Berman Group
Neuberger Berman Investment Advisers
Neuberger Berman Investment Advisers Holdings

Appears alongside

other filers with a current declared position in the same SPACs

Co-occurrence in the disclosure record, and nothing more. It is not evidence of a group, an agreement or acting in concert — filers who act as a group say so on the cover page and file a 13D. Two arbitrage funds above 5% in the same shell is the ordinary shape of this market. The second number restricts both sides to statements filed in the last 12 months, because a 2021 stake beside a 2026 one is two facts about two different years.

Every percentage above is the one printed on the cover page of the filing cited beside it — a percentage of the shares outstanding on that date. A SPAC’s float collapses at each redemption, so two of these percentages are percentages of two different companies and they do not add. Rows are one per SPAC: where a joint schedule names several reporting persons, the largest single figure is shown rather than their sum, because a manager and the funds it advises beneficially own the same shares. Nothing on this page is derived from a 13F, a vendor holdings file or a press release. See how this is built.