BAMCO INC /NY/

CIK 0001017918

5 SPACs with a current declared position, filed between Jul 8, 2021 and Feb 14, 2023. 0 of them were re-affirmed in the last 12 months. The rest are the filer’s last word on a position, not proof it is still held: an amendment is only required on a material change, so a fund that sells below 5% may never file again.

This filer has not filed a Schedule 13 on any SPAC since Feb 14, 2023. Read the page below as a record of what was declared, not as a register of what is held.

SPACs declared

every position whose latest statement stands — the record

Re-affirmed in 12 months

filed inside 365 days — what a reader means by "owns"

Still live

positions in SPACs still searching or in an announced deal

Median stake

4.1%

no percentage stated on the cover pages

5 passive (13G)16 superseded statements on file

Positions

one row per SPAC — every figure read from the accession in the Source column

5 of 5 shown · 5 positions have not been amended in over a year

	SPAC			Voting	Dispositive			Source
FWAA	Fifth Wall Acquisition Corp. I5 reporting persons on this schedule	13.1%	4,647,670	0 / 4,647,670	0 / 4,647,670	Closed (deSPAC)	Jul 8, 2021Stale	SC 13G0001567619-21-013145
GDYN	ChaSerg Technology Acquisition Corp8 reporting persons on this schedule	8.8%	2,000,000	0 / 2,000,000	0 / 2,000,000	Closed (deSPAC)	Feb 14, 2022Stale	SC 13G/A0001567619-22-004400 4 earlier statements
CCH	Collier Creek Holdings4 reporting persons on this schedule	4.1%	3,277,612	0 / 3,277,612	0 / 3,277,612	Closed (deSPAC)	Feb 14, 2023Stale	SC 13G/A0001567619-23-002720 4 earlier statements
SRSA	Sarissa Capital Acquisition Corp.4 reporting persons on this schedule	0.0%	0	0 / 0	0 / 0	Liquidated	Feb 14, 2023Stale	SC 13G/A0001567619-23-002683 8 earlier statements
TRNE	Trine Acquisition Corp.3 reporting persons on this schedule	0.0%	0	0 / 0	0 / 0	Closed (deSPAC)	Feb 15, 2022Stale	SC 13G/A0001567619-22-004588

16 superseded statements (newest 4 shown)

An amendment replaces a stake as current; it never erases the record of it. These are the earlier statements, each with the accession that replaced it — kept because “what did this filer say in 2022” is a different question from “what does it say now”, and only the second one has an answer above.

CCH Collier Creek Holdings6.2% · SC 13G/A Feb 14, 2022replaced Feb 14, 2023 by 0001567619-23-002720
SRSA Sarissa Capital Acquisition Corp.7.6% · SC 13G/A Feb 14, 2022replaced Feb 14, 2023 by 0001567619-23-002683
SRSA Sarissa Capital Acquisition Corp.7.6% · SC 13G Mar 3, 2021replaced Feb 14, 2022 by 0001567619-22-004107
GDYN ChaSerg Technology Acquisition Corp5.1% · SC 13G Feb 12, 2021replaced Feb 14, 2022 by 0001567619-22-004400

Reporting persons on this filer's schedules

one filer, several names — collapsed once, shown in full

A joint Schedule 13 names every person who beneficially owns the shares — the management company, the funds it advises, the general partner and often the individual who controls all three. They report the same shares. Counting them separately would publish this filer’s footprint two or three times over, so they are counted once, under CIK 0001017918. This filer has named 17 of them across the schedules in the table above:

Bamco Inc /Ny/
Bamco Inc /Ny/ 000000000
Bamco Inc /Ny/ 830632724
Bamco Inc /Ny/ 85-4218526
Baron Capital Group
Baron Capital Group, Inc. 000000000
Baron Capital Group, Inc. 830632724
Baron Capital Group, Inc. 85-4218526
Baron Capital Management, Inc. 000000000
Baron Capital Management, Inc. 85-4218526
Baron Global Advantage Fund
Baron Real Estate Fund 85-4218526
Baron Small Cap Fund 830632724
Ronald Baron
Ronald Baron 000000000
Ronald Baron 830632724
Ronald Baron 85-4218526

Appears alongside

other filers with a current declared position in the same SPACs

Co-occurrence in the disclosure record, and nothing more. It is not evidence of a group, an agreement or acting in concert — filers who act as a group say so on the cover page and file a 13D. Two arbitrage funds above 5% in the same shell is the ordinary shape of this market. The second number restricts both sides to statements filed in the last 12 months, because a 2021 stake beside a 2026 one is two facts about two different years.

Every percentage above is the one printed on the cover page of the filing cited beside it — a percentage of the shares outstanding on that date. A SPAC’s float collapses at each redemption, so two of these percentages are percentages of two different companies and they do not add. Rows are one per SPAC: where a joint schedule names several reporting persons, the largest single figure is shown rather than their sum, because a manager and the funds it advises beneficially own the same shares. Nothing on this page is derived from a 13F, a vendor holdings file or a press release. See how this is built.