DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)

CIK 0001009258

2 SPACs with a current declared position, filed between Mar 13, 2023 and Aug 1, 2023. 0 of them were re-affirmed in the last 12 months. The rest are the filer’s last word on a position, not proof it is still held: an amendment is only required on a material change, so a fund that sells below 5% may never file again.

This filer has not filed a Schedule 13 on any SPAC since Aug 1, 2023. Read the page below as a record of what was declared, not as a register of what is held.

Filed under 2 earlier names

DEERFIELD MANAGEMENT CO · DEERFIELD MANAGEMENT CO /NYEDGAR’s own former-name record for CIK 0001009258. The page did not move when the filer renamed, because the identity is the CIK and the URL is a label it owns.

SPACs declared

every position whose latest statement stands — the record

Re-affirmed in 12 months

filed inside 365 days — what a reader means by "owns"

Still live

positions in SPACs still searching or in an announced deal

Median stake

53.7%

no percentage stated on the cover pages

2 activist (13D)44 superseded statements on file

Positions

one row per SPAC — every figure read from the accession in the Source column

2 of 2 shown · 2 positions have not been amended in over a year

	SPAC			Voting	Dispositive			Source
DALS	DA32 Life Science Tech Acquisition Corp.4 reporting persons on this schedule	91.1%	5,145,000	0 / 5,145,000	0 / 5,145,000	Liquidated	Aug 1, 2023Stale	SC 13D/A · may seek to influence control0001193805-23-001040 4 earlier statements
DFHT	Deerfield Healthcare Technology Acquisitions Corp.7 reporting persons on this schedule	16.4%	18,691,423	0 / 18,691,423	0 / 18,691,423	Closed (deSPAC)	Mar 13, 2023Stale	SC 13D/A · may seek to influence control0001193805-23-000320 40 earlier statements

44 superseded statements (newest 8 shown)

An amendment replaces a stake as current; it never erases the record of it. These are the earlier statements, each with the accession that replaced it — kept because “what did this filer say in 2022” is a different question from “what does it say now”, and only the second one has an answer above.

DFHT Deerfield Healthcare Technology Acquisitions Corp.20.7% · SC 13D/A Nov 7, 2022replaced Mar 13, 2023 by 0001193805-23-000320
DFHT Deerfield Healthcare Technology Acquisitions Corp.20.7% · SC 13D/A Jun 2, 2022replaced Nov 7, 2022 by 0001193805-22-001487
DFHT Deerfield Healthcare Technology Acquisitions Corp.20.8% · SC 13D/A Feb 15, 2022replaced Jun 2, 2022 by 0001193805-22-000901
DFHT Deerfield Healthcare Technology Acquisitions Corp.22.5% · SC 13D/A Jan 28, 2022replaced Feb 15, 2022 by 0001193805-22-000341
DALS DA32 Life Science Tech Acquisition Corp.26.3% · SC 13D Aug 10, 2021replaced Aug 1, 2023 by 0001193805-23-001040
DFHT Deerfield Healthcare Technology Acquisitions Corp.24.3% · SC 13D/A Jun 10, 2021replaced Jan 28, 2022 by 0001193805-22-000129
DFHT Deerfield Healthcare Technology Acquisitions Corp.37.7% · SC 13D/A Dec 21, 2020replaced Jun 10, 2021 by 0001193805-21-000830
DFHT Deerfield Healthcare Technology Acquisitions Corp.37.7% · SC 13D Jul 30, 2020replaced Dec 21, 2020 by 0001193805-20-001585

Reporting persons on this filer's schedules

one filer, several names — collapsed once, shown in full

A joint Schedule 13 names every person who beneficially owns the shares — the management company, the funds it advises, the general partner and often the individual who controls all three. They report the same shares. Counting them separately would publish this filer’s footprint two or three times over, so they are counted once, under CIK 0001009258. This filer has named 7 of them across the schedules in the table above:

DFHTA Sponsor
Deerfield Management
Deerfield Mgmt
Deerfield Partners
James E. Flynn
Lawrence Atinsky
Steven I. Hochberg

Appears alongside

other filers with a current declared position in the same SPACs

Co-occurrence in the disclosure record, and nothing more. It is not evidence of a group, an agreement or acting in concert — filers who act as a group say so on the cover page and file a 13D. Two arbitrage funds above 5% in the same shell is the ordinary shape of this market. The second number restricts both sides to statements filed in the last 12 months, because a 2021 stake beside a 2026 one is two facts about two different years.

Every percentage above is the one printed on the cover page of the filing cited beside it — a percentage of the shares outstanding on that date. A SPAC’s float collapses at each redemption, so two of these percentages are percentages of two different companies and they do not add. Rows are one per SPAC: where a joint schedule names several reporting persons, the largest single figure is shown rather than their sum, because a manager and the funds it advises beneficially own the same shares. Nothing on this page is derived from a 13F, a vendor holdings file or a press release. See how this is built.