B. Riley Financial, Inc.

CIK 0001464790

4 SPACs with a current declared position, filed between Aug 10, 2022 and Mar 26, 2024. 0 of them were re-affirmed in the last 12 months. The rest are the filer’s last word on a position, not proof it is still held: an amendment is only required on a material change, so a fund that sells below 5% may never file again.

This filer has not filed a Schedule 13 on any SPAC since Mar 26, 2024. Read the page below as a record of what was declared, not as a register of what is held.

Filed under 1 earlier name

Great American Group, Inc.EDGAR’s own former-name record for CIK 0001464790. The page did not move when the filer renamed, because the identity is the CIK and the URL is a label it owns.

SPACs declared

every position whose latest statement stands — the record

Re-affirmed in 12 months

filed inside 365 days — what a reader means by "owns"

Still live

positions in SPACs still searching or in an announced deal

Median stake

2.1%

no percentage stated on the cover pages

4 activist (13D)71 superseded statements on file

Positions

one row per SPAC — every figure read from the accession in the Source column

4 of 4 shown · 4 positions have not been amended in over a year

	SPAC			Voting	Dispositive			Source
EOSE	B. Riley Principal Merger Corp. II9 reporting persons on this schedule	7.8%	4,196,250	26,870 / 4,196,250	26,870 / 4,196,250	Closed (deSPAC)	Aug 10, 2022Stale	SC 13D/A · may seek to influence control0001213900-22-046434 23 earlier statements
ALTG	B. Riley Principal Merger Corp.9 reporting persons on this schedule	4.2%	1,350,453	240,033 / 1,350,453	240,033 / 1,350,453	Closed (deSPAC)	Feb 9, 2024Stale	SC 13D/A · may seek to influence control0001213900-24-012220 24 earlier statements
BRIV	B. Riley Principal 250 Merger Corp.4 reporting persons on this schedule	0.0%	0	0 / 0	0 / 0	Liquidated	Jun 2, 2023Stale	SC 13D/A · may seek to influence control0001213900-23-045860 12 earlier statements
BRPM	B. Riley Principal 150 Merger Corp.4 reporting persons on this schedule	0.0%	0	0 / 0	0 / 0	Closed (deSPAC)	Mar 26, 2024Stale	SC 13D/A · may seek to influence control0001213900-24-026098 12 earlier statements

71 superseded statements (newest 18 shown)

An amendment replaces a stake as current; it never erases the record of it. These are the earlier statements, each with the accession that replaced it — kept because “what did this filer say in 2022” is a different question from “what does it say now”, and only the second one has an answer above.

ALTG B. Riley Principal Merger Corp.13.2% · SC 13D/A Aug 7, 2023replaced Feb 9, 2024 by 0001213900-24-012220
ALTG B. Riley Principal Merger Corp.14.2% · SC 13D/A Jul 25, 2023replaced Aug 7, 2023 by 0001213900-23-064135
BRIV B. Riley Principal 250 Merger Corp.100.0% · SC 13D/A May 10, 2023replaced Jun 2, 2023 by 0001213900-23-045860
ALTG B. Riley Principal Merger Corp.21.1% · SC 13D/A Apr 18, 2023replaced Jul 25, 2023 by 0001213900-23-059702
BRPM B. Riley Principal 150 Merger Corp.15.7% · SC 13D/A Dec 15, 2022replaced Mar 26, 2024 by 0001213900-24-026098
EOSE B. Riley Principal Merger Corp. II6.6% · SC 13D/A Aug 4, 2022replaced Aug 10, 2022 by 0001213900-22-046434
BRPM B. Riley Principal 150 Merger Corp.17.2% · SC 13D/A Jul 29, 2022replaced Dec 15, 2022 by 0001213900-22-079850
ALTG B. Riley Principal Merger Corp.19.9% · SC 13D/A May 6, 2022replaced Apr 18, 2023 by 0001213900-23-030739
ALTG B. Riley Principal Merger Corp.18.7% · SC 13D/A Feb 8, 2022replaced May 6, 2022 by 0001213900-22-024588
EOSE B. Riley Principal Merger Corp. II10.6% · SC 13D/A Nov 22, 2021replaced Aug 4, 2022 by 0001213900-22-044834
ALTG B. Riley Principal Merger Corp.16.0% · SC 13D/A Nov 1, 2021replaced Feb 8, 2022 by 0001213900-22-005848
EOSE B. Riley Principal Merger Corp. II12.3% · SC 13D/A Aug 31, 2021replaced Nov 22, 2021 by 0001213900-21-060961
BRIV B. Riley Principal 250 Merger Corp.22.2% · SC 13D/A Jun 17, 2021replaced May 10, 2023 by 0001213900-23-037817
BRIV B. Riley Principal 250 Merger Corp.24.5% · SC 13D May 21, 2021replaced Jun 17, 2021 by 0001213900-21-032829
ALTG B. Riley Principal Merger Corp.20.0% · SC 13D/A Mar 23, 2021replaced Nov 1, 2021 by 0001213900-21-055599
BRPM B. Riley Principal 150 Merger Corp.21.9% · SC 13D Mar 5, 2021replaced Jul 29, 2022 by 0001213900-22-043023
EOSE B. Riley Principal Merger Corp. II13.8% · SC 13D/A Dec 2, 2020replaced Aug 31, 2021 by 0001213900-21-045906
EOSE B. Riley Principal Merger Corp. II22.2% · SC 13D Jun 1, 2020replaced Dec 2, 2020 by 0001213900-20-040543

Reporting persons on this filer's schedules

one filer, several names — collapsed once, shown in full

A joint Schedule 13 names every person who beneficially owns the shares — the management company, the funds it advises, the general partner and often the individual who controls all three. They report the same shares. Counting them separately would publish this filer’s footprint two or three times over, so they are counted once, under CIK 0001464790. This filer has named 12 of them across the schedules in the table above:

B. Riley Capital Management
B. Riley Financial
B. Riley Principal 150 Sponsor
B. Riley Principal 250 Sponsor
B. Riley Principal Investments
B. Riley Principal Sponsor
B. Riley Principal Sponsor Co. II
B. Riley Securities
BRC Partners Management GP
BRC Partners Opportunity Fund
BRF Investments
Bryant R. Riley

Appears alongside

other filers with a current declared position in the same SPACs

Co-occurrence in the disclosure record, and nothing more. It is not evidence of a group, an agreement or acting in concert — filers who act as a group say so on the cover page and file a 13D. Two arbitrage funds above 5% in the same shell is the ordinary shape of this market. The second number restricts both sides to statements filed in the last 12 months, because a 2021 stake beside a 2026 one is two facts about two different years.

Every percentage above is the one printed on the cover page of the filing cited beside it — a percentage of the shares outstanding on that date. A SPAC’s float collapses at each redemption, so two of these percentages are percentages of two different companies and they do not add. Rows are one per SPAC: where a joint schedule names several reporting persons, the largest single figure is shown rather than their sum, because a manager and the funds it advises beneficially own the same shares. Nothing on this page is derived from a 13F, a vendor holdings file or a press release. See how this is built.