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AMERIPRISE FINANCIAL INC

CIK 0000820027

3 SPACs with a current declared position, filed between Feb 14, 2022 and Feb 27, 2024. 0 of them were re-affirmed in the last 12 months. The rest are the filer’s last word on a position, not proof it is still held: an amendment is only required on a material change, so a fund that sells below 5% may never file again.

This filer has not filed a Schedule 13 on any SPAC since Feb 27, 2024. Read the page below as a record of what was declared, not as a register of what is held.

Filed under 3 earlier names

AMERICAN EXPRESS FINANCIAL CORP · AMERICAN EXPRESS FINANCIAL ADVISORS · IDS FINANCIAL CORP/MN/EDGAR’s own former-name record for CIK 0000820027. The page did not move when the filer renamed, because the identity is the CIK and the URL is a label it owns.

SPACs declared
3
every position whose latest statement stands — the record
Re-affirmed in 12 months
0
filed inside 365 days — what a reader means by "owns"
Still live
0
positions in SPACs still searching or in an announced deal
Median stake
10.1%
no percentage stated on the cover pages
3 passive (13G)8 superseded statements on file

Positions

one row per SPAC — every figure read from the accession in the Source column
3 of 3 shown · 3 positions have not been amended in over a year
SPACVotingDispositiveSource
FCACFalcon Capital Acquisition Corp.6 reporting persons on this schedule10.3%8,432,9594,887,545 / 8,431,5220 / 8,432,959Closed (deSPAC)Feb 14, 2022StaleSC 13G/A0001193125-22-040345 opens on sec.gov in a new tab
FOREForesight Acquisition Corp.8 reporting persons on this schedule10.1%5,441,4892,500,000 / 5,441,4890 / 5,441,489Closed (deSPAC)Feb 27, 2024StaleSC 13G/A0001193125-24-047703 opens on sec.gov in a new tab6 earlier statements
OACOaktree Acquisition Corp.4 reporting persons on this schedule8.0%1,940,2951,669,244 / 1,939,8070 / 1,940,295Closed (deSPAC)Feb 14, 2022StaleSC 13G/A0001193125-22-040394 opens on sec.gov in a new tab2 earlier statements
8 superseded statements (newest 3 shown)

An amendment replaces a stake as current; it never erases the record of it. These are the earlier statements, each with the accession that replaced it — kept because “what did this filer say in 2022” is a different question from “what does it say now”, and only the second one has an answer above.

  • FORE Foresight Acquisition Corp.4.7% · SC 13G/A Feb 14, 2024replaced Feb 27, 2024 by 0001193125-24-047703
  • FORE Foresight Acquisition Corp.7.6% · SC 13G/A Feb 14, 2023replaced Feb 14, 2024 by 0001193125-24-035436
  • OAC Oaktree Acquisition Corp.9.9% · SC 13G Feb 12, 2021replaced Feb 14, 2022 by 0001193125-22-040394

Reporting persons on this filer's schedules

one filer, several names — collapsed once, shown in full

A joint Schedule 13 names every person who beneficially owns the shares — the management company, the funds it advises, the general partner and often the individual who controls all three. They report the same shares. Counting them separately would publish this filer’s footprint two or three times over, so they are counted once, under CIK 0000820027. This filer has named 11 of them across the schedules in the table above:

  • Ameriprise Financial, Inc. IRS No. 13-3180631 2)
  • Ameriprise Financial, Inc. IRS No. 13-3180631 No. of Above Person 2)
  • Columbia Acorn Fund IRS No. 36-2692100 2)
  • Columbia Acorn Fund IRS No. 36-2692100 No. of Above Person 2)
  • Columbia Management Investment Advisers, LLC IRS No. 41-1533211 2)
  • Columbia Management Investment Advisers, LLC IRS No. 41-1533211 No. of Above Person 2)
  • Columbia Small Cap Growth Fund I IRS No. 93-1213171 2)
  • Columbia Small Cap Growth Fund IRS No. 93-1213170 No. of Above Person 2)
  • Columbia Small Cap Growth Fund IRS No. 93-1213171 2)
  • Columbia Wanger Asset Management, LLC IRS No. 04-3519872 2)
  • Columbia Wanger Asset Management, LLC IRS No. 04-3519872 No. of Above Person 2)

Appears alongside

other filers with a current declared position in the same SPACs

Co-occurrence in the disclosure record, and nothing more. It is not evidence of a group, an agreement or acting in concert — filers who act as a group say so on the cover page and file a 13D. Two arbitrage funds above 5% in the same shell is the ordinary shape of this market. The second number restricts both sides to statements filed in the last 12 months, because a 2021 stake beside a 2026 one is two facts about two different years.

Every percentage above is the one printed on the cover page of the filing cited beside it — a percentage of the shares outstanding on that date. A SPAC’s float collapses at each redemption, so two of these percentages are percentages of two different companies and they do not add. Rows are one per SPAC: where a joint schedule names several reporting persons, the largest single figure is shown rather than their sum, because a manager and the funds it advises beneficially own the same shares. Nothing on this page is derived from a 13F, a vendor holdings file or a press release. See how this is built.