Loading
Distinct shells carrying a filed role for this person — not every shell they have ever touched.
SEC-verified vehicles of the same sponsor, predating these roles and carrying none of them. The badge counts them; the figure beside this one does not.
Mergers closed across all 2 — these vehicles and the franchise's earlier ones together.
Announced but not closed, and still hunting — again over all 2.
No closed vehicle here has both a stored price and a filed trust value to score it against.
1 vehicle on file, newest listing first
none appears on more than one
Member of the Board of Directors of HCM IV Acquisition Corp.
Thomas Sapio has served as an independent director of HCM IV Acquisition Corp. since February 2026 and, since September 2025, as Head of Liquid Products Trading and Venture Partner of DNA Fund. He previously served as Managing Director of NatWest from April 2023 to July 2025, and spent 19 years at Cantor Fitzgerald, including as Senior Managing Director, Head of Fixed Income Trading from 2018 to 2023. He received a Bachelor's Degree in Economics from St. Lawrence University in 1988. A FINRA investigation found that in 2022 he allegedly failed to supervise traders regarding fair market value recordkeeping, resulting in a $5,000 fine, a two-month suspension, and continuing education requirements, after which NatWest permitted him to resign.
[Origin not recorded. Carried over from /people/sapio-thomas-albert-4074, a second record for the same person.]
This record is keyed to SEC CIK 0002104074 — the identifier this person files under in their own name. Every vehicle above is a filing made under that CIK, so “the same person on two shells” is a fact about an SEC identifier rather than about a name that happens to match.
Roles are the strings the filings used, in the order they were filed. Nothing on this page ranks them, infers seniority, or offers a reason why any two of these names recur — a recurrence is a count, and the filings that produced it are linked beside every row. We also hold 1 institutional-holder rows on these vehicles, under 1 distinct name strings, and none of them is counted across vehicles: that table has no CIK column, and matching holders by name would merge firms that are not the same firm.