TRAD SEC filings, in plain English
Everything APEX Tech Acquisition has filed with the SEC that we hold — 34 filings, newest first, 32 with a plain-English summary of what changed and why it matters. Every row links to the primary document on EDGAR, so you can check the source rather than trust us.
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What changed: Routine compliance exhibit classified as a Schedule 13G beneficial ownership report filed by KARPUS MANAGEMENT, INC. Per KARPUS MANAGEMENT, INC.’s own submission, the filing contains no updates to redemption deadlines, trust per-share value, extension timelines, merger execution milestones, or sponsor conduct; it merely records a regulatory ownership declaration without providing share quantities, acquisition dates, or cost basis. Why it matters: KARPUS MANAGEMENT, INC.’s disclosure limits itself to statutory reporting obligations and omits any substantive claims concerning customers, revenue, market size, corporate strategy, technology, partnerships, litigation, or personnel. As a purely administrative ownership filing, it introduces no variables that would shift the SEARCHING phase duration, capital preservation mechanics, or shareholder exit calculus, warranting a non-material designation.
What changed: Routine compliance exhibit within a Schedule 13G filing—specifically, a Power of Attorney granting authorized representatives of The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC the ability to execute and deliver mandatory SEC beneficial ownership reports under Rule 13f-1 and Regulation 13D-G. Goldman Sachs updated its internal roster of attorneys-in-fact permitted to file regulatory disclosures. The prior authorization dated July 16, 2025 was explicitly superseded. Executives Scott Kilpatrick (executed July 8, 2026) and Carey Ziegler (executed July 2, 2026) appointed specific staff members, including Sadhiya Raffique, Santosh Vinayagamoorthy, D Guru Prasad, Tobi Amusan, Akash Keshari, Papa Lette, Andrzej Szyszka, Rahail Patel, Taiki Misu, Regina Chan, Abhilasha Bareja, Veronica Mupazviriwo, Sam Prashanth, Ameen Soetan, Abhishek Vishwanathan, Elizabeth Novak, Matthew Pomfret, Mariana Audeves Martinez, and Asheesh Bajaj. The delegation expires July 8, 2027 for Goldman Sachs Group, Inc. and July 2, 2027 for Goldman Sachs & Co. LLC, or earlier upon individual revocation or termination. Why it matters: This filing contains zero information regarding APEX Tech Acquisition’s target pursuit, merger agreement status, redemption deadline (2027-05-26), trust account balance ($10.06 per share as referenced in your tracking parameters), extension voting mechanics, or sponsor conduct. The document is strictly an administrative compliance instrument governing corporate proxy execution for SEC reporting. It does not alter investor redemption windows, trigger trust distribution schedules, signal deal closure probability, or reflect any change in SPAC operational strategy. For investors monitoring the May 26, 2027 deadline or seeking catalysts for business combination approval, this document provides no actionable mechanical change.
What changed: A Joint Filing Agreement (Exhibit A) attached to a Schedule 13G/A beneficial ownership report for APEX Tech Acquisition Inc., dated August 14, 2026, executed by Harraden Circle Investments, LLC and Frederick V. Fortmiller, Jr., who signs in his designated capacity as Managing Member. Per the exhibit text, no numerical amendments, transaction updates, or shifts in ownership percentages are disclosed. The document solely records that the named holders agree to submit the accompanying Schedule 13G/A jointly pursuant to Rule 13d-1(k). Consequently, the filing reports zero changes to the SPAC’s redemption calendar, per-share trust balance, extension proposals, acquisition negotiations, or sponsor management actions. Why it matters: Because the document functions exclusively as a procedural compliance attachment, it carries no direct impact on capital deployment or shareholder payout timing. However, according to the text, it formally documents coordination between Harraden Circle Investments, LLC and Mr. Fortmiller regarding their collective reporting obligation, which supplies baseline visibility into potential voting alignment during the extended post-IPO searching phase without signaling imminent liquidation or business combination activity.
What changed: Schedule 13G/A – Amended Beneficial Ownership Report. This filing identifies Decagon Asset Management LLP and Benjamin John Durham as co-holders submitting an amendment to their existing disclosure. The provided excerpt contains no share counts, percentage thresholds, acquisition dates, or pricing data. It discloses no adjustments to aggregate positions, no changes to redemption mechanics, no modifications to trust account preservation protocols, and no updates regarding target selection or sponsor conduct. Why it matters: Investors monitoring redemption deadlines, trust value, extensions, deal progress, and sponsor conduct will find no operative parameters in this text. Because the submission lacks numerical block sizes, voting agreements, or purpose-of-transaction statements, it does not signal coordinated activism, altered capital commitment expectations, or any shift in influence over the 2027-05-26 deadline or potential extensions. Until supplementary exhibits attach position calculations or strategic intent disclosures, the amendment operates as an administrative registration update rather than a catalyst for redemption behavior or valuation modeling.
What changed: Form 8-K Current Report announcing executive departures and appointments, accompanied by an attached Service Agreement. According to the company disclosure dated July 20, 2026, Shaoren Liu resigned as Chief Executive Officer effective that date, while retaining his positions as Chief Financial Officer, Chairman of the Board, and a director. The registrant stated the resignation was not the result of any disagreement on operations or policies. The Board simultaneously appointed Florence Ng, age 62, as Chief Executive Officer effective July 20, 2026. Why it matters: Under the Service Agreement filed as Exhibit 10.1, the company committed to compensate Ms. Ng with a base salary of US$5,000 per month and a deSPAC Completion Bonus of US$400,000 payable within thirty days following the closing of the initial business combination. The filing confirms that neither the executive transition nor the contractual compensation terms alter the SPAC’s redemption calendar, trust account mechanics, extension windows, or deal progression protocols. All statements regarding Ms. Ng’s prior executive roles at Mega Matrix Corp., independent directorships, legal practice history, academic degrees, certificate programs, and bar admissions are sourced exclusively from the registrant’s submitted current report.
What changed: Quarterly report on Form 10-Q for APEX Tech Acquisition Inc. (TRAD) for the quarter ended May 31, 2026. Trust account balance $115,658,787 ($10.06 per share), up from $0 at IPO close due to $658,787 interest earned. No business combination announced or target selected. Entered into Finder's Engagement Agreement with California Hedge Fund Inc. on March 15, 2026, paying $250,000 retainer; amended May 15, 2026 to increase retainer to $500,000 (fully paid) and success fee from $3.75M to $4.5M. Cash outside trust only $2,667 with working capital deficit of $14,351. Going concern disclosure repeated. Sponsor promissory note repaid. No insider trading arrangements adopted or terminated. Why it matters: Trust per share remains at $10.06 with deadline May 2027 (15 months from IPO effective date). SPAC is actively searching via paid finder with $4.5M success fee, indicating deal pursuit. Minimal working capital outside trust raises risk of needing sponsor working capital loans to fund operations until a deal closes. Finder fees could dilute trust if paid from trust (though agreement specifies cash success fee, likely from outside trust). No redemptions or extensions yet.
What changed vs 2026-04-07trust $112.0M → $115.7M +3%shares 11.2M → 11.5M +3%trust account, redeemable shares, going-concern doubt2 moved · 1 with no prior record of ours
- Trust account
- $112.0M$115.7M
- Redeemable shares
- 11.2M11.5M
- Going-concern doubt
- stated · unchanged
SpacBrain reads this as $3,687,477 was added to the trust between the two filings.
The clause “0 Total Current Assets 7,167 8,000 Deferred offering costs - 20,000 Investments held in Trust Account 115,658,787 - Total Assets $ 115,665,954 $ 28,000 Liabilities, Ordinary Shares Subject to Possible Redemption and Shareholders (Deficit)”…
SpacBrain reads this as 302,869 more shares carry a redemption right.
The clause …“outstanding, respectively, as of May 31, 2026 and August 31, 2025 (excluding 11,500,000 and 0 shares subject to possible redemption as of May 31, 2026 and August 31, 2025, respectively) 313 287 Additional paid-in capital - 24,713”…
The clause …“business combination not occur, and potential subsequent dissolution, raises substantial doubt about the Company s ability to continue as a going concern. Therefore, management believes that it would be prudent to include in its”…
Read from stored SEC filing text by a regex — no model is involved — and each side links to the filing it came from. “Not previously extracted” is a statement about our record, not about the company: the clause may be present in wording we do not match.
What changed: A routine compliance exhibit, specifically a Joint Filing Agreement filed to authorize a single collective submission under Rule 13d-1(k). The document reports no modifications to redemption deadlines, trust value per share, extension provisions, deal progress, or sponsor conduct. Feis Equities LLC and Managing Member Lawrence M. Feis confirm only that they have agreed to submit the Schedule 13G dated May 21, 2026, and any future amendments, on behalf of both parties. Why it matters: Because the agreement is strictly procedural, it does not alter SPAC mechanics, shareholder redemption windows, or capital trust status. Neither Feis Equities LLC nor Lawrence M. Feis make any assertions regarding customers, revenue, market size, strategy, technology, partnerships, litigation, or personnel. The filing conveys no material operational developments or financing adjustments beyond standard regulatory coordination.
What changed: Schedule 13G beneficial ownership report. Routine compliance exhibit. Highbridge Capital Management, LLC filed this beneficial ownership report. It contains no figures, percentages, or transactional timestamps, and cites no information regarding redemption deadlines, trust account mechanics, extension procedures, target acquisition progress, or sponsor conduct. Why it matters: Institutional ownership filings monitor shareholder concentration and potential voting influence over any future business combination. Because the provided text supplies neither percentage holdings nor historical trade records, it does not shift operational timelines, liquidity parameters, or governance controls for the Trust.
What changed: Routine compliance exhibit (Schedule 13G beneficial ownership report). The Schedule 13G identifies Polar Asset Management Partners Inc. as a reporting holder. The provided text contains no information regarding the 2027-05-26 redemption deadline, the $10.06 trust/share amount, extension mechanisms, target deal progress, or sponsor conduct. Why it matters: According to the filing, Polar Asset Management Partners Inc. has submitted a statutory disclosure confirming beneficial ownership that triggers the applicable reporting threshold. Because the excerpt omits the exact percentage, acquisition date, purchase price, and stated investment purpose, it does not alter trust account dynamics, trigger redemption scrutiny, or indicate advancement toward a business combination. Claims regarding customers, revenue, market size, strategy, technology, partnerships, litigation, or personnel are entirely absent from this routine equity reporting document.
What changed: Schedule 13G beneficial ownership report (a routine compliance exhibit). The filing discloses that Decagon Asset Management LLP and Benjamin John Durham have reported their aggregate stake in TRAD. The excerpt provides no share quantities, acquisition dates, or percentage thresholds. It contains no updates regarding redemption deadlines, trust value per share, extension proposals, business combination negotiations, or sponsor conduct. Consequently, there are no structural, timeline, or trust mechanics altered by this submission. Why it matters: This 13G confirms institutional capital attribution without advancing the target search, altering redemption windows, or changing trust distribution mechanics. Because the filing text attributes no statements to any executive, director, or advisor, it contains no claims regarding customers, revenue, market size, strategy, technology, partnerships, litigation, or personnel. Investors tracking capital concentration and sponsorship alignment should await subsequent amendments or Schedule 13D filings, which would be required if the holders cross additional voting thresholds, acquire control, or intend to influence corporate governance—actions that would materially affect deal progress timing, potential bridge financing, or sponsor conduct oversight.
What changed: A Schedule 13G—beneficial ownership report filed by UBS Group AG. The filing attributes only standard institutional shareholding data to UBS Group AG. It reports no modifications to redemption deadlines, trust value per share, extension mechanisms, deal progress, or sponsor conduct. Why it matters: As a routine compliance exhibit tracking institutional ownership, the document does not mechanically affect the SPAC’s search window or shareholder redemption economics. The filing makes no claims regarding customers, revenue, market size, strategy, technology, partnerships, litigation, or personnel, leaving the SPAC’s operational parameters and capital structure unaddressed by this submission.
What changed: A Form 8-K current report filed by APEX Tech Acquisition Inc. disclosing the closing of the underwriters' over-allotment option and a concurrent private placement of additional units. According to the filing, on April 15, 2026, the underwriters fully exercised their 45-day over-allotment option to purchase an additional 302,869 Units at $10.00 per Unit, adding $3,028,690 in gross proceeds to the 11,197,131 units originally sold on February 27, 2026. Simultaneously, APEX INNOVATION ACQUISITION CORP. purchased 3,029 Private Placement Units at $10.00 per unit for $30,285. Per the unaudited pro forma balance sheet attached as Exhibit 99.1, the trust account holding increased to $115,490,807, which reflects principal from 11,500,000 public shares designated at a redemption value of $10.00 per share plus $490,807 in interest earned on trust investments that was formally transferred to ordinary shares subject to possible redemption. The document does not modify the existing redemption calendar or trigger any extension provisions. Why it matters: This filing locks in the final post-IPO capitalization mechanics, fixing the public float at 11,500,000 shares and defining the exact cash reservoir available for shareholder redemptions or business combination financing. The pro forma statements detail specific operational cash movements incurred since the IPO: $38,285 in deferred offering costs reallocated from deferred assets to additional paid-in capital, $22,642 in paid professional fees, $7,500 in paid audit fees, $8,000 in accrued legal fees, and $6,000 in advanced trust management fees. Chief Executive Officer and Chief Financial Officer Shaoren Liu executed the report on April 21, 2026, identifying the registrant as a Cayman Islands emerging growth company with principal executive offices at 13501 Katy Fwy Houston, TX 77079 and securities listed on the New York Stock Exchange under symbols TRAD, TRADU, and TRADR.
What changed: Form 10-Q (Quarterly Report pursuant to Section 13 or 15(d) of the Exchange Act) for the quarterly period ended February 28, 2026, filed by APEX Tech Acquisition Inc. (TRAD). First quarterly report since the company's IPO on Feb 27, 2026. The company went from pre-IPO shell (zero trust, zero cash) to having $111.97M in trust, $584k working capital, and current liabilities extinguished. The IPO closed at $10.00/unit (including partial overallotment); sponsor purchased 208,971 private units for $2.09M. Management discloses 'substantial doubt' about going concern if a deal is not consummated within 15 months (by May 2027). Why it matters: This is the first public look at TRAD's freshly-funded balance sheet. Trust is $10.06/share on 11,197,131 public shares. The 15-month deadline is May 25, 2027. No target has been identified. The sponsor (APEX INNOVATION ACQUISITION CORP.) owns 2.8M founder shares at an extraordinarily low cost basis (~$0.009/share), creating a massive incentive to close a deal. The auditor going-concern language raises the stakes; shareholders should track deal announcements closely.
What changed: Joint Filing Agreement (Exhibit 99.1) attached to a Schedule 13D, confirming that Apex Innovation Acquisition Corp. and Director Shaoren Liu will jointly file the beneficial ownership report and all future amendments pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934. The undersigned parties formally established a procedural conduit for coordinated disclosure of beneficial ownership in ordinary shares with a par value of $0.0001 per share in a Cayman Islands entity. The filing contains no amendments to trust distribution schedules, redemption floor prices, extension vote procedures, or business combination timelines. Sponsor conduct beyond executing a joint filing protocol remains undocumented, and the issuer’s operational status continues to reflect the externally tracked SEARCHING phase without modification from this text. Why it matters: For investors monitoring redemption liquidity and sponsor commitment, the agreement signals administrative alignment between a sponsor vehicle and a director but delivers zero incremental data on deal progress or capital preservation. The undersigned parties made no representations regarding target industry sizing, projected customer contracts, technology integration roadmaps, partnership term sheets, pending litigation, or executive retention metrics. Consequently, the document preserves the existing framework for trust accounting and holder voting rights without advancing the execution calendar or altering the mechanics governing shareholder redemptions.
What changed: A Form 8-K Current Report confirming the consummation of an initial public offering and the establishment of a shareholder trust account. In its filing dated March 6, 2026, APEX Tech Acquisition Inc. reports the February 27, 2026 closing of 11,197,131 public units at $10.00 each, yielding $111,971,310 in gross proceeds, which includes a partial over-allotment exercise of 1,197,131 units. Simultaneously, Sponsor APEX INNOVATION ACQUISITION CORP. bought 208,971 private units at $10.00 apiece for $2,089,710. The Company deposited $111,971,310 into the trust account. Management states the 15-month combination window expires on May 27, 2027, assuming no extensions. The sponsor conducts its standard SPAC obligations: waiving redemption rights on founder and private shares, agreeing to vote in favor of deals, and accepting liability to replenish the trust if third-party claims drop it below $10.00 per share. Rights attached to units expire worthless if liquidated. The Company retains $584,080 outside the trust for operations. Why it matters: This filing finalizes the mechanical parameters for TRAD holders, locking the initial redemption pool at $111,971,310 across 11,197,131 public shares and setting the May 27, 2027 hard stop for redemptions or acquisitions. The sponsor’s indemnity obligation and the 80% trust-balance screening requirement for targets establish the baseline protection and deal velocity expectations. Auditors Simon & Edward, LLP explicitly flagged a going concern due to mandatory liquidation risk, underscoring that the $584,080 operating reserve is tightly drawn against professional costs. Beyond mechanics, Chief Executive Officer Shaoren Liu signed off on zero-current operations, unlimited industry/region target search criteria, and upfront risks surrounding U.S.-China trade tensions and global conflicts. The underwriter secured a $1,119,713 fee, 50,000 immediate representative shares, and a commitment for 223,943 deferred shares, while granting A.G.P. a 12-month right of first refusal for future financings.
What changed: Form 3 insider ownership report. This document is a Form 3 insider ownership report. According to the filing, Liu Shaoren holds 2,875,000 shares indirectly while designated as director, Chief Executive Officer, and 10% owner. The report does not disclose a transaction date, purchase price, settlement method, or grant conditions, and it makes no adjustment to the trust balance, deadline calendar, extension provisions, or business combination search timeline. Why it matters: For investors tracking sponsor conduct and leadership alignment ahead of a target close, the filing provides a baseline snapshot that Liu Shaoren’s reported indirect position stands at 2,875,000 shares as of the report date. The document contains no statements regarding customer contracts, revenue projections, total addressable market sizing, product roadmaps, partnership arrangements, active litigation, or executive retention covenants. Because Form 3 filings capture initial equity acquisitions or allocations rather than secondary market trades, they do not trigger redemption windows, alter trust-per-share valuations, or modify extension mechanics, though they establish a reference point for shareholders monitoring whether insiders accumulate or distribute positions as the firm operates toward its expiration date.
What changed: A Joint Filing Agreement (Exhibit A) submitted with a Schedule 13G beneficial ownership report, signed by Harraden Circle Investments, LLC; Harraden Circle Investors GP, LP; Harraden Circle Investors GP, LLC; Harraden Circle Investors, LP; Harraden Circle Special Opportunities, LP; Harraden Circle Strategic Investments, LP; Harraden Circle Concentrated, LP; and Frederick V. Fortmiller, Jr., to satisfy Rule 13d-1(k) filing coordination requirements. The document contains no updates to redemption deadlines, trust value, extension mechanisms, merger deal progress, or sponsor conduct. It makes no amendments to shareholder rights, cash tender offer timelines, or business combination targets. Why it matters: While procedurally routine and devoid of commercial claims, financial metrics, strategic roadmaps, or litigation disclosures, the filing confirms that the eight Harraden Circle vehicles and Mr. Fortmiller collectively hold beneficial ownership in APEX Tech Acquisition Inc. and have designated a single administrative representative for regulatory submissions. This structure determines how aggregate share counts, voting power, and future 13D/13G trigger points are calculated and monitored by the market.
What changed: A Schedule 13G beneficial ownership report filed by Space Summit Capital LLC (filer reference 0001846718-26-000005). This filing reports no alterations to SPAC mechanics. Space Summit Capital LLC makes no statements concerning redemption windows, trust account valuations, extension mechanisms, target acquisition milestones, or sponsor governance conduct. Why it matters: Beyond confirming baseline equity position reporting, the document contains no substantive disclosures regarding customer relationships, revenue figures, market sizing, corporate strategy, technology development, partnership arrangements, litigation exposure, or executive personnel changes. As a routine regulatory submission, it offers no actionable intelligence for capital preservation assessments, timeline forecasting, or deal-activation signals.
What changed: A Joint Filing Agreement executed by FEIS EQUITIES LLC and Lawrence M. Feis, functioning as a routine compliance exhibit to consolidate their reporting duties for a Schedule 13G dated March 3, 2026 regarding Ordinary shares of APEX Tech Acquisition Inc. The agreement establishes an administrative arrangement under Rule 13d-1(k) permitting FEIS EQUITIES LLC and Lawrence M. Feis to file future Schedule 13D or Schedule 13G amendments jointly. It introduces zero changes to redemption mechanics, trust per-share accounting, extension protocols, acquisition deal status, or sponsor governance. Why it matters: FEIS EQUITIES LLC and Lawrence M. Feis make no claims regarding customers, revenue, market size, strategy, technology, partnerships, litigation, or personnel. The document lacks operational or financial substance beyond procedural reporting consolidation, meaning it does not alter shareholder rights, affect capital preservation metrics, or signal any shift in the SPAC’s strategic trajectory or timeline.
What changed: Form 8-K filed on March 3, 2026, reporting the closing of APEX Tech Acquisition Inc.'s initial public offering (IPO), including pricing, underwriting agreement, deposit of proceeds into trust, and related agreements. The company consummated its IPO, issuing 11,197,131 units at $10.00 per unit (including partial exercise of over-allotment), raising gross proceeds of $111,971,310. Simultaneously, the sponsor purchased 208,971 private placement units for $2,089,710. Total of $111,971,310 was deposited into the trust account. The company also adopted its Second Amended and Restated Memorandum and Articles of Association, appointed three independent directors, and entered into standard IPO agreements (underwriting, rights, letter agreement, trust, registration rights, private placement, and indemnity). Why it matters: This filing establishes the baseline trust value, sponsor commitments, and governance structure for the SPAC. Investors can confirm the trust per share is initially $10.00, the deadline to complete a business combination is 15 months from the effective date (May 2027), and the sponsor has agreed to customary lock-ups and waiver of redemption rights. No business combination target or letter of intent has been identified, so the SPAC remains in a searching phase. The filing is routine for a newly public SPAC.
What changed: Final prospectus for the initial public offering (IPO) of APEX Tech Acquisition Inc., a blank-check company (SPAC), filed pursuant to Rule 424(b)(4). This is the first public filing establishing the terms of the IPO. Key mechanics: 10,000,000 units offered at $10.00 each, each unit consisting of one ordinary share and one right (four rights entitling the holder to one ordinary share upon a business combination). $100,000,000 ($10.00 per unit) will be deposited in trust. Trust per-share value is $10.00. Deadline to complete a business combination is 15 months from the effective date of the registration statement. Sponsor (APEX INNOVATION ACQUISITION CORP.) is purchasing 197,000 private units at $10.00 per unit. Sponsor and insiders hold 2,875,000 founder shares (up to 375,000 subject to forfeiture based on overallotment exercise). No target has been identified, and no substantive discussions have occurred. Listing is on NYSE under symbol TRADU (units), TRAD (shares), TRADR (rights). Why it matters: This filing establishes the contractual trust, redemption, and liquidation mechanics for a new SPAC. Investors tracking redemption deadlines and trust value now have a baseline: trust is $10.00 per share, deadline is 15 months from the IPO effective date (likely late May 2027), and extensions require shareholder approval with redemption rights. Sponsor conduct terms are disclosed: sponsor shares cost ~$0.009 each, creating significant dilution and incentive to close any deal. The SPAC's team is overwhelmingly tied to China (CEO is based in China, all directors have significant PRC ties), and the prospectus extensively warns that CFIUS review could block a U.S. target acquisition and that PRC regulatory risks (CSRC filing, cybersecurity, data) could impair the SPAC's search. This is material for assessing sponsor/geopolitical risk.
What changed: A Form S-1MEF registration statement filed pursuant to Rule 462(b) that automatically becomes effective upon filing, registering additional ordinary shares and confirming a revised unit composition tied to rights exercisable after a business combination. The registrant is registering an additional 833,334 ordinary shares, or up to 958,334 shares if the underwriters exercise their over-allotment option in full. The filing revises each unit to consist of one ordinary share and one right to receive one-fourth of one ordinary share upon consummation of an initial business combination. The additional shares account for no more than 20% of the maximum aggregate offering price listed in the Calculation of Registration Fee table of the prior registration statement (File No. 333-291936). Chief Executive Officer and Chief Financial Officer Shaoren Liu certifies that wire transfer instructions covering the filing fee were sent to the registrant’s bank and will be confirmed during regular business hours by the close of business on February 25, 2026. Why it matters: This filing establishes registration capacity for the expanded share pool and clarifies the mechanical distribution of ordinary shares and fractional rights once a target acquisition closes. It does not amend the stated redemption deadline, adjust the per-share trust balance, or disclose new due diligence milestones or sponsor conduct. The registrant lists supporting legal opinions and consents from Maples and Calder (Hong Kong) LLP, Venture Bridge Legal, and Simon & Edward LLP, while Fei Pang executes the document as the authorized United States representative. Because it functions as a capacity expansion tied to existing unit terms rather than a structural pivot, immediate impact on the redemption calendar or trust accounting is neutral.
What changed: This document is a Form 3 initial statement of beneficial ownership, which operates as a routine compliance exhibit rather than a merger agreement, resignation, interview transcript, investor presentation, or lawsuit. Director Li Jiancheng submitted the filing to declare that he holds no non-derivative securities and executed no related equity transactions. Regarding SPAC mechanics, this declaration leaves the redemption deadline of 2027-05-26, the reported trust value per share of $10.06, and the SEARCHING status entirely unchanged. Why it matters: Because the filing discloses zero insider capital deployment, it offers no signal regarding sponsor alignment, private placement unit conversions, or anticipated participation in the trust pool ahead of a business combination. It does not trigger extension voting windows, alter redemption timelines, or indicate deal progress. The document contains no substantive assertions regarding target screening, customer pipelines, revenue projections, market size estimates, technology platforms, partnership structures, litigation exposures, or executive transitions. As purely administrative regulatory housekeeping, it confirms ongoing Section 16 adherence without providing actionable intelligence for capital allocation or timeline forecasting.
What changed: A Form 3 initial statement of beneficial ownership, functioning as a routine compliance exhibit. This is an insider ownership report disclosing that director Zeng Zheng reported no non-derivative transactions or holdings. Regarding SPAC mechanics, the filing introduces no changes to redemption deadlines, trust valuations, extension parameters, deal progression, or sponsor conduct. Regarding business substance, the document contains zero disclosures concerning customers, revenue, market size, strategy, technology, partnerships, litigation, or personnel beyond the named director. Why it matters: Shareholders monitoring the search timeline and capital structure receive a confirmed baseline that director-level equity alignment remains static, removing short-term insider trading signals that could influence conversion or tender calculus. The absence of reported activity does not accelerate, suspend, or amend the existing resolution window, nor does it affect trust accounting, warrant exercises, or underwriter incentives. As a mandatory Exchange Act submission, it satisfies regulatory disclosure requirements while preserving the current operational status without triggering mechanical shifts in shareholder rights or redemption liquidity.
What changed: Form 3 insider ownership report (routine compliance exhibit) submitted by director Gao Zengwei for APEX Tech Acquisition Inc., explicitly stating no non-derivative transactions or holdings were reported. Nothing altered regarding the redemption deadline, trust value mechanics, extension posture, deal progress, or sponsor conduct. The filing confirms Gao Zengwei held zero disclosed purchase or sale activity, leaving insider positioning and sponsorship liquidity signals completely static through the 2026-02-25 reporting window. Why it matters: For investors tracking the SEARCHING status, trust trajectory, and 2027-05-26 deadline, this absence of insider trading eliminates near-term speculation regarding sponsorship cash requirements, deal-validation accumulation, or exit positioning ahead of extension votes. The document contains no claims about customers, revenue, market size, strategy, technology, partnerships, litigation, or personnel attributed to any chief executive, sponsor representative, or target operator. No numerical metrics beyond the zero-transaction declaration and the 2026-02-25 date (SEC sequence 0001477932-26-001043) appear in the text. Because it delivers no operational, valuation, or redemption-risk updates, it is non-material to immediate investor decisioning, confidence: 1.0
What changed: Form 8-A/A (Amendment No. 1 to Form 8-A for Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934), filed by APEX Tech Acquisition Inc. to amend and restate its prior exchange registration submission. According to the signature block executed by Chief Executive Officer and Chief Financial Officer Shaoren Liu, this filing amends and restates in its entirety the information from an 8-A previously submitted on February 24, 2026. It registers three security classes on The New York Stock Exchange under file number 333-291936: (1) Units, each consisting of one ordinary share with a par value of $0.0001 per share and one right to receive one-fourth (1/4) of one ordinary share; (2) Ordinary shares with a par value of $0.0001 per share; and (3) Rights, each entitling the holder to receive one-fourth (1/4) of one ordinary share. The descriptive language incorporates by reference the “Description of Securities” from the Company’s Registration Statement on Form S-1 originally filed on December 4, 2025. The registrant’s principal executive offices are located at 13501 Katy Freeway Houston, TX 77079, and the entity is organized under Cayman Islands law. Why it matters: This filing contains no provisions altering the SPAC’s redemption calendar, trust account distribution mechanics, extension voting threshold, business combination search progress, or sponsor governance protocols. Its operative effect is strictly procedural: it finalizes the NYSE listing architecture by formally registering the exact Unit makeup—one ordinary share coupled with a 1/4 share right—which defines the tradable instrument structure and fractional exercise mechanics while the company remains in a SEARCHING phase. By tethering the current registration to the December 4, 2025 S-1 prospectus description, it codifies the legal parameters governing shareholder conversions and rights without touching redemption floors, liquidity triggers, or merger timelines. The document discloses no customer relationships, revenue streams, technology milestones, partnership agreements, litigation exposure, or personnel changes beyond the signing officer and corporate address.
What changed: A Form 8-A registered pursuant to Section 12(b) of the Securities Exchange Act of 1934. The registrant files to register Units, ordinary shares ($0.0001 par value), and Rights (each entitling the holder to one-sixth (1/6) of one ordinary share) on the New York Stock Exchange, incorporating security descriptions by reference to the Registration Statement on Form S-1 (File No. 333-291936) originally filed December 4, 2025. Nothing changed regarding the redemption calendar, trust value, extension triggers, or merger timeline. The filing explicitly states no other securities are being registered on the exchange and makes no amendments to the trust account or shareholder redemption rights. The SPAC remains in a 'SEARCHING' status with the previously tracked $10.06 trust/share and 2027-05-26 deadline unaffected. Why it matters: This is a standard post-IPO listing registration that confirms exchange compliance without signaling target selection, sponsor activity, or financial development. Attribution belongs solely to the registrant’s filing statements and to Shaoren Liu, who signed as Chief Executive Officer and Chief Financial Officer on February 24, 2026. For investors tracking capital deployment or redemption windows, the document offers zero material updates to the underlying economics or deadline schedule.
What changed: Amendment No. 3 to Form S-1 Registration Statement under the Securities Act of 1933, filed exclusively as an exhibit-only submission containing only Exhibit 107 (Filing Fee Table). The registrant explicitly states that 'the remainder of the Registration Statement is unchanged.' The amendment solely updates the registration to cover a finalized offering block of 11,500,000 units (representing 10,000,000 initial units plus a 45-day over-allotment option for up to 1,500,000 units), along with corresponding registered components: 11,500,000 ordinary shares, 11,500,000 rights, 1,916,666 ordinary shares underlying those rights, and 280,000 representative shares. The filing recalibrates the SEC registration fee liability by applying $18,611.05 in previously paid offsets against a new gross calculation of $18,915.10, establishing a net fee due of $304.05. Why it matters: This filing confirms the structural parameters of APEX Tech Acquisition’s proposed initial public offering without introducing new business terms, target selections, or redemption mechanics. Regarding sponsor conduct and cap table economics, Item 15 of the document states that the sponsor originally agreed to purchase 1,725,000 founder shares for $25,000, but a January 2026 amendment retroactively increased the total holding to 2,875,000 shares for the identical $25,000 consideration (approximately $0.009 per share). The filing notes that up to 375,000 founder shares remain subject to forfeiture if the underwriters do not fully exercise their over-allotment option, ensuring the sponsor, executive officers, and independent director nominees will collectively beneficially own 20% of the post-offering capitalization. Concurrently, the sponsor has contractually committed to purchasing 197,000 private units at $10.00 per unit at consummation, with an obligation to buy up to 15,000 additional private units at $10.00 each if the over-allotment is triggered. The document contains no disclosures regarding an identified target, business combination timeline, trust account balance adjustments, redemption deadlines, extension votes, personnel changes, litigation, customer data, revenue forecasts, or strategic partnerships. All reported figures and terms reflect the registrant’s stated registration scope and pre-offering equity allocation.
What changed: Amendment No. 2 to Registration Statement on Form S-1 for an initial public offering by a blank check company. This is a pre-effective amendment to register a new SPAC IPO. No change from a prior IPO; the document sets forth the full terms of the proposed offering for the first time: 10 million units at $10.00 per unit (plus overallotment), each unit consisting of one ordinary share and one right to receive 1/6 of an ordinary share upon a business combination. Trust proceeds are $10.00 per unit ($100M base). Deadline is 15 months from effective date. The sponsor (APEX INNOVATION ACQUISITION CORP.) paid $25,000 for 2,875,000 founder shares ($0.009/share). There is no deal target identified, no negotiations begun. The CEO/CFO and entire board are based in or have significant ties to the PRC. The SPAC states it will prioritize U.S. targets and does not intend to pursue a VIE-structure target. Why it matters: This is a brand-new SPAC IPO filing, not an amendment with substantive changes. For investors tracking redemption mechanics and trust value, it establishes the baseline: $10.06 trust per share (stated elsewhere as $10.06/share, though the document references $10.00/share as the amount per public share in trust), a 15-month deadline from effective date, and standard redemption rights. The most notable disclosure is the extreme China-tie risk: the CEO and all directors are PRC-based or have significant PRC ties, creating CFIUS risk for U.S. acquisitions, potential difficulty enforcing judgments, and the possibility that PRC regulatory developments could hinder the SPAC's search or management's ability to serve. The sponsor paid only $0.009/share, creating massive dilution for public holders (up to 99.07% dilution per the prospectus tables). There is no deal, no revenue, and no operations; this is a blank-check shell seeking a target.
What changed: Form S-1/A (Registration Statement Amendment No. 1) filed as an exhibit-only submission containing the executed Underwriting Agreement, director consents (Exhibits 99.3–99.5), and Part II disclosures detailing offering expenses, indemnification provisions, recent unregistered securities sales, and statutory undertakings. The filing incorporates the finalized Underwriting Agreement between the Registrant and A.G.P./Alliance Global Partners, establishing core redemption and capital mechanics. Per Section 1.1.2, $60,000,000 of gross proceeds shall be deposited into the Trust Account upon Closing, supplemented by private placement proceeds to equal the Public Offering Price; however, Section 7.2 concurrently describes an initial Trust Account balance of $50,000,000 (scaling to $57,500,000 if the Over-Allotment Option is exercised in full). Disbursement is triggered by either Business Combination consummation or failure to close within 15 months from the Effective Date, with up to $100,000 of accrued interest reservable for dissolution costs. Section 1.4.1 documents the Sponsor’s September 2025 acquisition of 1,725,000 founder shares for $25,000 (approximately $0.0145 per share), subject to forfeiture up to 225,000 shares if over-allotment falls short. Section 1.4.2 outlines simultaneous Sponsor purchase of 187,300 private units (expanding to 200,800 with full over-allotment) at $10.00 per unit, with aggregate consideration cited as $[2,008,000]. Underwriter compensation is fixed at 5% total: 1.5% cash discount at Closing and 3.5% deferred as 210,000 Ordinary Shares (up to 241,500 fully), forfeitable upon liquidation and subject to a 180-day FINRA lock-up. Section 1.5.1 authorizes $500,000 working capital release. Critically, Section 2.17 represents that the Company currently holds no specific Business Combination under consideration and has not contacted any Target Business. Exhibits 99.3, 99.4, and 99.5 record Zengwei Gao, Jiancheng Li, and Zheng Zeng accepting board nominations. Why it matters: These provisions directly anchor the public shareholder timeline and economic protections. The 15-month completion window dictates when mandatory extension votes or redemption rights activate, overriding calendar deadlines until effectiveness and trading commence. The dual-trust-deposit references ($60,000,000 versus $50,000,000/$57,500,000) require monitoring the final effective prospectus to confirm per-unit backing expectations, though both frameworks tie fund retention to public share count. The sponsor’s nominal founder share cost and $[2,008,000] private placement provide baseline liquidity, while explicit forfeiture clauses on founder shares and deferred underwriter shares remove financial upside if liquidation occurs, aligning insider/underwriter incentives toward deal execution rather than trust dissolution. The 80% fair market value floor in Section 7.7 establishes a hard minimum transaction scale relative to trust assets. Section 2.17’s explicit search-phase declaration signals zero near-term deSPAC catalysts, making future valuation purely dependent on management outreach, market conditions, and subsequent proxy filings. Investors should track the transition from this S-1/A to the effective prospectus, the Form 8-K audited balance sheet post-closing, and eventual notice periods for extension or redemption elections.
What changed: Registration statement on Form S-1 for the initial public offering of APEX Tech Acquisition Inc., a blank-check company formed to effect a merger or acquisition, filed with the SEC on December 4, 2025. This is the first public filing of the S-1 for a new SPAC. No prior registration exists; the document details the proposed IPO terms: 6,000,000 units (6,900,000 if over-allotment exercised) at $10.00 per unit, each consisting of one ordinary share and one right to receive 1/6 of an ordinary share upon a business combination. Gross proceeds of $60 million ($69 million) will be deposited into a trust account. Sponsor APEX INNOVATION ACQUISITION CORP., controlled by CEO/CFO Shaoren Liu (a PRC resident), purchased founder shares for $25,000 and committed to buy 187,300 private units at $10.00 each. The company has 15 months from the effective date to complete a business combination; extensions are possible with shareholder approval and redemption rights. Management includes Mr. Liu and three independent director nominees (Zengwei Gao, Jiancheng Li, Zheng Zeng), all with significant ties to China. Extensive risk factors highlight PRC-related legal/operational risks, CFIUS review, HFCAA implications, and management's limited SPAC experience. Why it matters: The S-1 provides the first comprehensive look at this SPAC's structure, sponsor economics, trust mechanics, and management. It establishes the baseline for future redemptions, trust value ($10.00 per share, per the filing), and the 15-month deadline. The heavy China ties introduce unique risks that may affect deal sourcing and ability to complete a U.S. target combination. No specific target is identified; the SPAC is in searching status.
What changed: Registration statement on Form S-1 for an initial public offering of a blank check company (SPAC), including a preliminary prospectus subject to completion. No prior filing exists; this is the initial registration statement for APEX Tech Acquisition Inc., a newly formed Cayman Islands SPAC seeking to raise $60 million (or $69 million if over-allotment exercised) through the sale of 6,000,000 units at $10.00 per unit. The document outlines the terms of the offering, the trust account, redemption rights, business combination timeline (15 months from the effective date), sponsor arrangements, and extensive risk factors, particularly related to its China ties and potential CFIUS scrutiny. No target business has been identified or contacted. Why it matters: This filing establishes the initial structure and mechanics of a new SPAC, including trust value ($10.00 per unit), redemption rights, extension provisions, and sponsor economics. Investors tracking redemptions and deal progress need to note the 15-month deadline (extendable with shareholder vote) and the sponsor's ability to contribute funds for extensions. The document also reveals significant sponsor conduct risks: the sponsor paid only $0.0145 per founder share, creating high dilution for public shareholders; the sponsor is controlled by a PRC resident, which may limit the pool of U.S. target companies and invite CFIUS review; and management has no prior SPAC experience. The risks associated with a potential PRC-based target are heavily emphasized.
In plain English
Redemption deadlinethe last day to hand shares back for cash
Set by the filing that calls the meeting. Tender after it and the company is under no obligation to pay you the trust value.
Cash in trust / trust per sharethe cash the company is holding for each public share
Filed quarterly in the 10-Q's XBRL. It earns interest between filings, so the figure on a given day is slightly higher than the last filed one — where we show that we label it an estimate.
Accession numberthe SEC's unique id for one filing
Every figure on this page carries the accession of the filing that states it, so you can open the primary document rather than trust us.