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Distinct shells carrying a filed role for this person — not every shell they have ever touched.
Of those vehicles, the ones that closed a merger.
Announced but not closed, and still hunting.
No closed vehicle here has both a stored price and a filed trust value to score it against.
1 liquidated — weigh against the wins.
1 vehicle on file, newest listing first
Richard Kauffman Richard Kauffman serves on our board of directors as an independent director and Chairperson. Mr. Kauffman is an Adjunct Senior Research Scholar at Center for Global Energy Policy at Columbia University. He previously served in the Executive Chamber of Governor Andrew M. Cuomo as New York State’s Chairman of Energy and Finance for six years. In this role, he oversaw the State’s energy agencies, including the Department of Public Service, the New York Power Authority, the Long Island Power Authority and the New York State Energy Research and Development Authority (NYSERDA). Prior to joining the Cuomo administration, Mr. Kauffman served as a Senior Advisor to Secretary Steven Chu at the U.S. Department of Energy (the “DOE”), where he oversaw the restructuring of the DOE’s Loan Program after the Solyndra bankruptcy and advanced debt and equity capital market development policies, including proposed uses of real estate investment trusts and master limited partnerships for renewable energy. In his private sector career, Mr.
This record is keyed to SEC CIK 0001714810 — the identifier this person files under in their own name. Every vehicle above is a filing made under that CIK, so “the same person on two shells” is a fact about an SEC identifier rather than about a name that happens to match.
Roles are the strings the filings used, in the order they were filed. Nothing on this page ranks them, infers seniority, or offers a reason why any two of these names recur — a recurrence is a count, and the filings that produced it are linked beside every row. We also hold 4 institutional-holder rows on these vehicles, under 2 distinct name strings, and none of them is counted across vehicles: that table has no CIK column, and matching holders by name would merge firms that are not the same firm.