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Distinct shells carrying a filed role for this person — not every shell they have ever touched.
Of those vehicles, the ones that closed a merger.
Announced but not closed, and still hunting.
No closed vehicle here has both a stored price and a filed trust value to score it against.
1 liquidated — weigh against the wins.
1 vehicle on file, newest listing first
Roy J. Katzovicz, serves as our Chief Executive Officer. The principals of Houlihan and Saddle Point share a working relationship that goes back more than a decade and spans mergers and acquisitions, restructurings and shareholder engagements. In addition, since the launch of Saddle Point’s first fund, Maxima Fund I, L.P. in August 2019, Houlihan’s Financial Sponsors Group has covered the firm and has had direct access to its team, investment process and selected research. Our relationship with Saddle Point provides us access to an independent investment team of experienced principal investors willing to risk their own capital. Saddle Point is an investment adviser with regulatory assets under management in excess of $100 million as of the date of this prospectus. The firm invests 2 Table of Contents on behalf of clients and principal accounts with capital principally invested in public mid- and large-cap U.S. equities. Saddle Point manages funds and advises accounts that are in the business of trading – buying and selling – securities and financial instruments.
This record is keyed to SEC CIK 0001755415 — the identifier this person files under in their own name. Every vehicle above is a filing made under that CIK, so “the same person on two shells” is a fact about an SEC identifier rather than about a name that happens to match.
Roles are the strings the filings used, in the order they were filed. Nothing on this page ranks them, infers seniority, or offers a reason why any two of these names recur — a recurrence is a count, and the filings that produced it are linked beside every row. We also hold 16 institutional-holder rows on these vehicles, under 9 distinct name strings, and none of them is counted across vehicles: that table has no CIK column, and matching holders by name would merge firms that are not the same firm.